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Mintos Perception August 2023: Regulatory watch


1 Funding providers and controlled markets. (2023, June 29). Retrieved from https://finance.ec.europa.eu/capital-markets-union-and-financial-markets/financial-markets/securities-markets/investment-services-and-regulated-markets_en (Accessed July 2023)

2 European Fee – Have your say. (n.d.). Retrieved from https://ec.europa.eu/data/legislation/better-regulation/ (Accessed July 2023)

3 Jackson, A. L. (2023, March 17). What Is The OTC Market? Retrieved from https://www.forbes.com/advisor/investing/otc-market/

4 Recital | European Securities and Markets Authority. (n.d.). Retrieved from https://www.esma.europa.eu/publications-and-data/interactive-single-rulebook/mifid-ii/recitalhttps://www.dowjones.com/skilled/threat/glossary/mifid-mifid-ii/&sa=D&supply=docs&ust=1689862805972207&usg=AOvVaw0TPdJNAyWVe3_XfSWFQQqc

5 FAQs on MiFID II – Transitional Transparency Calculations (2018, August 06). Retrieved from https://www.esma.europa.eu/websites/default/information/library/esma50-164-677_mifid_ii_ttc_faq.pdf (Accessed July 2023)

6 Overview of Bond Market Transparency Beneath MIFID II. (2020) Retrieved from https://www.amf-france.org/websites/institutionnel/information/2020-08/2020_rapport_transparence_obligataire_va.pdf (Accessed July 2023)

7 EUR-Lex – 32014L0065 – EN – EUR-Lex. (n.d.). Retrieved from https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065

8 Preliminary report

Emission Allowances and derivatives thereof. (2021, November 15) Retrieved from https://www.esma.europa.eu/websites/default/information/library/esma70-445-7_preliminary_report_on_emission_allowances.pdf (Accessed July 2023)

9 ibid.

10 MiFID II und MiFIR. (n.d.). Retrieved from https://www.bafin.de/EN/PublikationenDaten/Jahresbericht/Jahresbericht2017/Kapitel5/Kapitel5_1/Kapitel5_1_1/kapitel5_1_1_artikel_en.html (Accessed July 2023)

11 Price transparency – Prices and fees disclosure: a paper tiger or an vital step in the direction of extra readability for buyers? (n.d.). Retrieved from https://www.bafin.de/SharedDocs/Veroeffentlichungen/EN/Fachartikel/2018/fa_bj_1807_Kostentransparenz_en.html

12 ibid.

13 EUR-Lex – 32014L0065 – EN – EUR-Lex. (n.d.). Retrieved from https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065

14 Synthetic intelligence in EU securities markets. (2023, February 1) Retrieved from https://www.esma.europa.eu/websites/default/information/library/ESMA50-164-6247-AI_in_securities_markets.pdf (Accessed July 2023)

15 Tips on sure points of the MiFID II suitability necessities. (2023, April 3) Retrieved from

https://www.esma.europa.eu/websites/default/information/2023-04/ESMA35-43-3172_Guidelines_on_certain_aspects_of_the_MiFID_II_suitability_requirements.pdf (Accessed July 2023)

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